What Is An Investment Advisory Agreement

Use of Sub-Advisor(s): In accordance with the Client`s investment profile, BrightPlan may, in its sole discretion and expense, engage one or more Sub-Advisors (each, a « Sub-Advisor ») to manage all or part of the Client`s account. No additional fees will be charged to Customer in addition to the fees described in the « Fees » section when BrightPlan engages a Sub-Advisor. Each sub-consultant will rely on the information the customer provides to BrightPlan to provide advice on the customer`s account, subject to BrightPlan`s privacy policy, a copy of which is available on the site. The Client agrees that BrightPlan may refer the Client to an Affiliate Sub-Advisor if BrightPlan believes that the Client would benefit from a consultation with that Sub-Advisor or would be better served if the Client had a more personalized investment plan with traditional financial advice. Entire Agreement: This Agreement constitutes the entire agreement between the parties and each party acknowledges to the other that it is not based on any representation, consent or agreement not fully specified herein, and each party hereby expressly waives any claim or defense to enforce this Agreement on the basis of a statement. Understanding or agreement not fully stated herein. This Agreement supersedes and supersedes all prior agreements between the parties. An investment advisory contract can be helpful in understanding what your financial advisor will do for you. But do not skim it or sign it without reading it first.

It can take a long time, but it can help you avoid headaches on the other line. And if there`s something in the agreement that you don`t understand, don`t hesitate to ask your advisor for a detailed explanation. The Contractual Resolutions section refers to the beginning of your relationship with the financial advisor and the expected duration of their relationship. Unless you have a fixed end date to work with the consultant, this section can say something by ensuring that the agreement remains in effect until it is terminated mutually by both of you. Communications with Customer: Customer acknowledges that the value and usefulness of the services provided by BrightPlan depends on the information provided by Customer through the brightPlan website and/or mobile application and on Customer`s active participation in formulating the profile and investment plan. Customer represents and warrants that the financial and other information provided to BrightPlan is true, accurate and complete to the best of its knowledge and belief. .